Apply compliance rules
Learn how to secure your practices in a regulated market environment
In the complex and highly regulated environment of financial markets, the slightest compliance error can have major consequences: significant fines, damage to the institution’s reputation, and even criminal sanctions. This e-learning module helps you transform regulatory constraints into professional reflexes.
Designed for compliance officers and front-office employees, this module guides you to adopt the right reflexes when faced with non-compliance situations:
- Interactive scenarios inspired by real-life events to confront you with concrete choices and assess your ability to react in a dynamic context
- Expert advice to decode the main obligations: MiFID II, MAR, best execution rules, conflict of interest management, market abuse, etc.
- Frequently made errors explicitly analyzed and deconstructed to better avoid them
- Practical case-oriented teaching, to make the link between your regulatory obligations and your daily actions
➡ To be followed alone or integrated into the “Finance, Management Control & Procurement”, this module fits perfectly into a logic of skills development on compliance in a financial context.
Are you looking to sustainably strengthen your compliance posture in the financial markets? This module is designed for you.
