Understanding compliance issues
An e-learning module accessible individually or as part of a complete course on Finance, Management Control and Procurement
Why is financial compliance an essential strategic lever today?
This module offers you an immersion into the major compliance issues in the financial markets. If you work on the trading floor, in the front office, or are in charge of compliance, you are exposed to complex, evolving, and potentially risky regulatory obligations.
➡ Through this module, you will:
- Understand why compliance is at the heart of market stability
- Identify the concrete consequences of a failure to meet regulatory obligations: legal risks, financial losses, damage to reputation
- Discover the structuring role of European regulations such as MiFID II or the MAR regulation
- Develop a strategic vision of the role of compliance, far from a simple control function
This module is part of a complete course on Finance, Management Control, and Procurement, but can also be taken independently to acquire the essential foundations before diving into practical cases and simulations in an immersive environment.
This is the ideal entry point for anyone wishing to understand the governance and protection mechanisms of financial markets, and anticipate compliance challenges in a context governed by strict and constantly evolving texts.
