Key frameworks and rules to master
Module 2 of the “Regulation and Compliance in Financial Markets” course
(Topic: Finance, Management Control & Procurement)
Strengthen your regulatory knowledge with this essential module, designed for anyone faced with the growing demands of compliance in market activities:
- Finally understand the major European regulations that shape the daily life of trading rooms: MiFID II, MAR (Market Abuse Regulation), EMIR (European Market Infrastructure Regulation)
- Revisit the basics without unnecessary jargon, with practical examples and clear contextualization
- Develop the right reflexes to avoid the risks of non-compliance, by mastering the requirements in terms of transparency, reporting, governance and client protection
- Train independently or join this module in a comprehensive course related to the global challenges of the Finance / Management Control / Procurement function
This module is designed for compliance officers, trading room employees, as well as anyone needing a solid foundation in European regulatory frameworks in order to limit legal and reputational risks.
To be followed alone or as part of the complete course on financial regulations. This module lays the essential foundations for any effective compliance strategy.
