Compliance in Action: Practical Cases
Module available individually or as part of the complete “Finance, Management Control & Procurement” course
Move from theory to action with immersive training
Have you mastered the fundamentals of financial compliance? It’s time to apply them in near-real-life conditions. This module immerses you in three interactive scenarios, directly inspired by incidents observed on the trading floor.
On the program:
• Choices to make, consequences to anticipate: each decision modifies the outcome of the scenario
• Non-compliance incidents to identify in real time
• Practical applications of key regulations: MiFID, MAR, LCB-FT, etc.
• Personalized feedback for each situation, to validate or strengthen your compliance reflexes
A powerful tool to strengthen your field skills
This module is specially designed for:
• Compliance officers wishing to test their responsiveness in sensitive situations
• Front-office employees faced with daily regulatory obligations
• Anyone wishing to increase their skills targeted at concrete non-compliance risks
Take this module independently to reinforce your knowledge, or include it in a more global course on financial compliance within your organization (Finance, Management Control & Procurement functions).
